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Mailing dates for Consolidated 1099 tax forms

Mailing dates for Consolidated 1099 tax forms

January 27, 2020

Below are the mailing dates for our Consolidated 1099 tax forms:

Mailings

Description

Type of Investment

1 – January 31 Mailing

Includes accounts with the simplest tax information and not subject to income reclassification

Mutual Funds and Individual Stock

2 – February 18 Mailing

2 – February 20 Mailing

Includes accounts holding securities that may be subject to income reclassification

Preliminary 1099 Consolidated Tax Statement―DRAFT Copy Includes accounts that will not receive a final 1099 Consolidated Tax Statement until March 2 or March 16. Click here for guidance on where to find it.

REIT, UIT, foreign security or municipal bond funds, Mutual Funds and Individual Stock

3 – March 2 Mailing

Includes accounts where investment companies did not furnish tax information to LPL Financial, the broker of record, in time for the earlier 1099 mailings.

RIC, REIT, UIT, foreign security, or municipal bond funds, Mutual Funds and Individual Stock

4 – March 16 Mailing

Includes accounts where investment companies did not furnish tax information to LPL Financial, the broker of record, in time for earlier 1099 mailings and any accounts subject to reclassification.

OID/REMICs, & WHFITs, Commodity Trusts