Below are the mailing dates for our Consolidated 1099 tax forms:
Mailings | Description | Type of Investment |
1 – January 31 Mailing | Includes accounts with the simplest tax information and not subject to income reclassification | Mutual Funds and Individual Stock |
2 – February 18 Mailing 2 – February 20 Mailing | Includes accounts holding securities that may be subject to income reclassification Preliminary 1099 Consolidated Tax Statement―DRAFT Copy Includes accounts that will not receive a final 1099 Consolidated Tax Statement until March 2 or March 16. Click here for guidance on where to find it. | REIT, UIT, foreign security or municipal bond funds, Mutual Funds and Individual Stock |
3 – March 2 Mailing | Includes accounts where investment companies did not furnish tax information to LPL Financial, the broker of record, in time for the earlier 1099 mailings. | RIC, REIT, UIT, foreign security, or municipal bond funds, Mutual Funds and Individual Stock |
4 – March 16 Mailing | Includes accounts where investment companies did not furnish tax information to LPL Financial, the broker of record, in time for earlier 1099 mailings and any accounts subject to reclassification. | OID/REMICs, & WHFITs, Commodity Trusts |